Investment adviser · CRD 141772

ELLINGTON GLOBAL ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

OLD GREENWICH, CT, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $9.18B
Client accounts: 44
Employees: 164
Advisory professionals: 68

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	33	$7,026,047,849	76.5%
Pooled investment vehicles	7	$1,783,614,876	19.4%
Other clients	Fewer than 5	$326,987,922	3.6%
Investment companies	3	$43,567,117	0.5%

Filing source

Form ADV 2070624 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NM PERA ELLINGTON ENHANCED INCOME FUND A LLCHedge Fund · Last reported Mar 30, 2026$486MGross asset value

Form D fundraising filings

NM PERA Ellington Enhanced Income Fund A LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-9666007872
Reported beneficial owners: 2
Minimum commitment: $100M
Form D file number: 021-276193

Form ADV 2070624 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ELLINGTON STRUCTURED CREDIT ERISA FUND, LTD.Hedge Fund · Last reported Mar 30, 2026$395MGross asset value

Form D fundraising filings

Ellington Structured Credit ERISA Fund, Ltd.

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-7657324596
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-475505

Form ADV 2070624 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CC ELLINGTON STRUCTURED CREDIT FUND LTD.Hedge Fund · Last reported Mar 30, 2026$322MGross asset value

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-1096017357
Reported beneficial owners: 3
Minimum commitment: $500K

Form ADV 2070624 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ELLINGTON ENHANCED INCOME MASTER FUND LTD.Hedge Fund · Last reported Mar 30, 2026$262MGross asset value

Feeder funds

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-8542012237
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-267999
Form D file number: 021-287760

Form ADV 2070624 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ELLINGTON GNMA MORTGAGE MASTER FUND LTD.Hedge Fund · Last reported Jun 5, 2019$1.91BGross asset value

Feeder funds

ELLINGTON MORTGAGE JAPANESE INVESTORS I FUND LTD.

Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, CAYMAN ISLANDS GEORGE TOWN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, CAYMAN ISLANDS
PCAOB 1266

J.P. MORGAN SECURITIES LLC
SEC 8-35008

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Fund details & source

Fund ID: 805-7529124297
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1327920 · Jun 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

53 FOREST AVENUE, 3RD FLOOR
OLD GREENWICH, CT, 06870, United States

CRD 141772

Filing source

Form ADV 2070624 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.