ELGETHUN CAPITAL MANAGEMENT – investment adviser, $1.14B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	177	$983,452,667	86.3%
Pooled investment vehicles	2	$86,000,214	7.5%
Individuals	117	$37,993,751	3.3%
Corporations & businesses	Fewer than 5	$19,308,377	1.7%
Charities	7	$11,957,307	1.0%
Retirement plans	Fewer than 5	$1,214,106	0.1%

Filing source

Form ADV 2084848 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ECM YIELD FUND II, LLCOther Private Fund · Last reported Mar 27, 2026$78.4MGross asset value

Form D fundraising filings

ECM Yield Fund II, LLC

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ABDO L.L.P. MANKATO, Minnesota, United States

Custodian CHARLES SCHWAB & CO., INC. WEST LAKE, Texas, United States Related to adviser: No

Custodian FIRST DAKOTA NATIONAL BANK SIOUX FALLS, South Dakota, United States Related to adviser: No

Prime broker COLLIERS SECURITIES LLC MINNEAPOLIS, Minnesota, United States

Prime broker ISAAK BOND INVESTMENTS, INC. LAKEWOOD, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ABDO L.L.P.
PCAOB 3963

CHARLES SCHWAB & CO., INC.
SEC 8-16514

COLLIERS SECURITIES LLC
CRD 7477 · SEC 8-21937

ISAAK BOND INVESTMENTS, INC.
CRD 7413 · SEC 8-21410

Fund details & source

Fund ID: 805-5147262256
Reported beneficial owners: 80
Minimum commitment: $1M
Form D file number: 021-507059

Form ADV 2084848 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PALISADES FUND, LPHedge Fund · Last reported Mar 27, 2026$7.63MGross asset value

Form D fundraising filings

Elgethun Capital Management

Fund administrator FOUR WINDS ACCOUNTING MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator THURMAN, COLMES, FOLEY & CO. SIOUX FALLS, South Dakota, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9013937008
Reported beneficial owners: 18
Minimum commitment: $250K
Form D file number: 021-236874

Form ADV 2084848 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

231 S. PHILLIPS AVE., SUITE 201
SIOUX FALLS, SD, 57104, United States

CRD 127616

Filing source

Form ADV 2084848 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.