Investment adviser · CRD 290340

EL CAPITAN ADVISORS

Investment adviser filing (IA)

EL CAPITAN ADVISORS, INC.

SANTA BARBARA, CA, United States · Form ADV filed Aug 30, 2023

Regulatory AUM
$7.43B
Form ADV · Item 5.F
Client accounts
1,038
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Corporations & businesses862$3,726,382,07950.2%
High-net-worth individuals104$2,275,442,32730.6%
Banks & thrifts72$1,423,556,89819.2%
Filing source

Form ADV 1783286 · Aug 30, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EL CAPITAN SHORT-TERM LIQUID FUND ILiquidity Fund · Last reported Jun 28, 2018$0Gross asset value
Fund administrator UMB FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER SAN FRANCISCO, California, United States
Custodian BMO HARRIS FINANCIAL ADVISORS, INC. MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

BMO HARRIS FINANCIAL ADVISORS, INC.
SEC 8-67064

Fund details & source
Fund ID
805-9609081666
Reported beneficial owners
0
Minimum commitment
$1M

Form ADV 1226797 · Jun 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 30, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

1900 STATE STREET, SUITE J
SANTA BARBARA, CA, 93101, United States

CRD 290340

Filing source

Form ADV 1783286 · Aug 30, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.