Investment adviser · CRD 108078

EIM MANAGEMENT (USA) INC

Investment adviser filing (IA)

EIM MANAGEMENT (USA) INC.

NEW YORK, NY, United States · Form ADV filed Oct 8, 2014

Employees
8
Reported in this filing
Advisory professionals
5
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EIM ALTERNATIVE ASSET PORTFOLIO II, LLCHedge Fund · Last reported Oct 8, 2014$29.2MGross asset value

Form D fundraising filings

EIM MANAGEMENT ALTERNATIVE ASSET PORTFOLIO II LLC

Custodian DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Related to adviser: No
Marketer KIRK HUDDLES BALTIMORE, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes
Fund details & source
Fund ID
805-3245980132
Reported beneficial owners
1
Minimum commitment
$100K
Form D file number
021-129952

Form ADV 848791 · Oct 8, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EIM OPPORTUNITY LPHedge Fund · Last reported Jan 24, 2013$45.9MGross asset value

Form D fundraising filings

EIM OPPORTUNITY FUND LP

Fund administrator MICHAEL J LICCAR & COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor E&Y STAMFORD, Connecticut, United States
Custodian LICCAR SECURITIES & CUSTODIAL SERVICES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer ALTERNATIVE ACCESS CAPITAL, LLC WHITE PLAINS, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

LICCAR SECURITIES & CUSTODIAL SERVICES, LLC
SEC 8-68329

ALTERNATIVE ACCESS CAPITAL, LLC
CRD 129469 · SEC 8-66226

Fund details & source
Fund ID
805-2843407404
Reported beneficial owners
6
Minimum commitment
$250K
Form D file number
021-129953

Form ADV 694888 · Jan 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DAIWA EIM MULTI-STRATEGY FUNDHedge Fund · Last reported Jan 24, 2013$34.4MGross asset value
Fund administrator DAIWA EUROPE MANAGERS IRELAND LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLC GRAND CAYMAN, Cayman Islands
Custodian DAIWA SECURITIES TRUST AND BANKING EUROPE PLC LONDON, United Kingdom Related to adviser: No
Marketer NOBUYUKI GOTO SHIMOMARUKO, Japan Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-6920720143
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 694888 · Jan 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 8, 2014. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

750 LEXINGTON AVENUE,, 26TH FLOOR
NEW YORK, NY, 10022-9807, United States

CRD 108078

Filing source

Form ADV 848791 · Oct 8, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.