Investment adviser · CRD 161694

ERG ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NORWALK, CT, United States · Form ADV filed May 13, 2019

Regulatory AUM
$16.9M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$16,863,55199.6%
Other clientsFewer than 5$75,0000.4%
Filing source

Form ADV 1323012 · May 13, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

QUANTEK MASTER FUND SPC LTD.Hedge Fund · Last reported May 13, 2019$9.82MGross asset value

Feeder funds

  • QUANTEK OPPORTUNITY FUND LTD.
Fund administrator CUSTOM HOUSE FUND SERVICES (NETHERLANDS) B.V. ROTTERDAM, Netherlands Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3560156020
Reported beneficial owners
105
Minimum commitment
$250K

Form ADV 1323012 · May 13, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MADISON NICHE ASSETS MASTER FUND, LTDOther Private Fund · Last reported May 13, 2019$0Gross asset value

Feeder funds

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7953351655
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 1323012 · May 13, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MADISON NICHE OPPORTUNITIES MASTER FUND, LTDOther Private Fund · Last reported May 13, 2019$0Gross asset value

Feeder funds

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9799559670
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 1323012 · May 13, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PREMIUM CAPITAL APPRECIATION FUND B.V.Hedge Fund · Last reported May 13, 2015$149MGross asset value

Feeder funds

  • PREMIUM CAPITAL INDIVIDUAL PORTFOLIO FUND B.V.
Fund administrator AMICORP FUND SERVICES N.V. WIILEMSTAD,, Other Investor statements: No (provided to no investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5220857995
Reported beneficial owners
1,220
Minimum commitment
$0

Form ADV 918575 · May 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITECAP OFFSHORE FUND II, LTD.Hedge Fund · Last reported Jan 8, 2018$753KGross asset value
Fund administrator MITSUBISHI FUND SERVICES HALIFAX, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6927817306
Reported beneficial owners
8
Minimum commitment
$1M

Form ADV 1160829 · Jan 8, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTAVE-1 FUND, LTD.Hedge Fund · Last reported Nov 6, 2014$297KGross asset value

Feeder funds

  • OCTAVE-1, L.P.
  • OCTAVE-1, LTD.
Fund administrator EQUINOXE ALTERNATIVE INVESTMENT SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5770711052
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 852075 · Nov 6, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 13, 2019. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Fixed

Principal office

50 WASHINGTON STREET, SUITE 921
NORWALK, CT, 06854, United States

CRD 161694

Filing source

Form ADV 1323012 · May 13, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.