Investment adviser · CRD 226605

ECM U.S. INC.

Investment adviser filing (IA)

COHASSET, MA, United States · Form ADV filed Mar 22, 2024

Regulatory AUM
$456M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$455,590,885100.0%
Other investment advisersFewer than 5$00.0%
Filing source

Form ADV 1849760 · Mar 22, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GERMAN EQUITY PARTNERS V GMBH & CO. KGPrivate Equity Fund · Last reported Mar 22, 2024$400MGross asset value
Auditor PRICEWATERHOUSECOOPERS GMBH FRANKFURT, Germany
Custodian COMMERZBANK AG FRANKFURT, Germany Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS GMBH
PCAOB 1412

Fund details & source
Fund ID
805-9267814132
Reported beneficial owners
24
Minimum commitment
$745K

Form ADV 1849760 · Mar 22, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GERMAN EQUITY PARTNERS IV GMBH & CO. KGPrivate Equity Fund · Last reported Mar 22, 2024$55.2MGross asset value
Auditor PRICEWATERHOUSECOOPERS GMBH FRANKFURT, Germany
Custodian COMMERZBANK AG FRANKFURT, Germany Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS GMBH
PCAOB 1412

Fund details & source
Fund ID
805-2999334170
Reported beneficial owners
22
Minimum commitment
$510K

Form ADV 1849760 · Mar 22, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GERMAN EQUITY PARTNERS III L.P.Private Equity Fund · Last reported Mar 29, 2018$5.94MGross asset value
Fund administrator IPES (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CI LLP ST. PETER PORT, Guernsey
Custodian BARCLAYS PRIVATE CLIENTS INTERNATIONAL LIMITED ST. PETER PORT, Guernsey Related to adviser: No
Custodian NORTHERN TRUST (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS CI LLP
PCAOB 1412

Fund details & source
Fund ID
805-8067342821
Reported beneficial owners
15
Minimum commitment
$12M

Form ADV 1174446 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GEP SPV LIMITEDPrivate Equity Fund · Last reported Mar 30, 2017$307KGross asset value
Fund administrator IPES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BARCLAYS PRIVATE CLIENTS INTERNATIONAL LIMITED ST. PETER PORT, Guernsey Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2994977824
Reported beneficial owners
16
Minimum commitment
$0

Form ADV 1099279 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GEP III VERWALTUNG GMBHPrivate Equity Fund · Last reported Oct 20, 2020$135KGross asset value
Custodian COMMERZBANK AG FRANKFURT, Germany Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6550678499
Reported beneficial owners
20
Minimum commitment
$0

Form ADV 1461728 · Oct 20, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 22, 2024. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Not reported in these imported fields

Principal office

34 ELM ST.
COHASSET, MA, 02025, United States

CRD 226605

Filing source

Form ADV 1849760 · Mar 22, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.