Investment adviser · CRD 147824

EAGLE RIDGE INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Mar 13, 2024

Regulatory AUM: $1.16B
Client accounts: 919
Employees: 13
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	232	$1,005,187,719	86.4%
Charities	11	$75,828,712	6.5%
Individuals	141	$57,454,522	4.9%
Retirement plans	5	$19,994,204	1.7%
Corporations & businesses	Fewer than 5	$5,364,081	0.5%

Filing source

Form ADV 1832237 · Mar 13, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EAST PIER CAPITAL, LPHedge Fund · Last reported Mar 29, 2019$1.85MGross asset value

Fund administrator BGT FUND ADMINISTRATION LOS ANGELES, California, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor MICHAEL COGLIANESE, CPA PC CHICAGO, Illinois, United States

Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MICHAEL COGLIANESE, CPA PC
PCAOB 3874

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-9850065814
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 1296116 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 13, 2024. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

4 HIGH RIDGE PARK, 3RD FLOOR
STAMFORD, CT, 06905-1325, United States

CRD 147824

Filing source

Form ADV 1832237 · Mar 13, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.