Investment adviser · CRD 107306

EAGLE GLOBAL ADVISORS LLC

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Sep 4, 2026

Regulatory AUM: $3.1B
Client accounts: 366
Employees: 24
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	336	$1,789,813,037	57.7%
Investment companies	5	$631,199,088	20.4%
Pooled investment vehicles	3	$421,449,667	13.6%
Charities	16	$153,891,019	5.0%
Retirement plans	6	$103,411,766	3.3%

Filing source

Form ADV 2131088 · Sep 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EAGLE INCOME APPRECIATION PARTNERS, L.P.Hedge Fund · Last reported Sep 4, 2026$300MGross asset value

Form D fundraising filings

EAGLE INCOME APPRECIATION PARTNERS LP

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM NEW YORK, New York, United States

Custodian FIDELITY DISTRIBUTORS COMPANY LLC COVINGTON, Kentucky, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM
PCAOB 100

FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-2588211479
Reported beneficial owners: 31
Minimum commitment: $250K
Form D file number: 021-129542

Form ADV 2131088 · Sep 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE INCOME APPRECIATION II, L.P.Hedge Fund · Last reported Sep 4, 2026$99.4MGross asset value

Form D fundraising filings

EAGLE INCOME APPRECIATION II LP

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM NEW YORK, New York, United States

Custodian FIDELITY DISTRIBUTORS COMPANY LLC COVINGTON, Kentucky, United States Related to adviser: No

Marketer USCA SECURITIES LLC HOUSTON, Texas, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUM
PCAOB 100

FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097

USCA SECURITIES LLC
CRD 103789 · SEC 8-52285

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-9052770642
Reported beneficial owners: 67
Minimum commitment: $500K
Form D file number: 021-129541

Form ADV 2131088 · Sep 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE SCARCITY PARTNERS, LPHedge Fund · Last reported Sep 4, 2026$22MGross asset value

Form D fundraising filings

Eagle Scarcity Partners, LP

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM
PCAOB 100

GOLDMAN SACHS & CO.
LEI FOR8UP27PHTHYVLBNG30

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-1971742649
Reported beneficial owners: 13
Minimum commitment: $250K
Form D file number: 021-536419

Form ADV 2131088 · Sep 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMC ALPHA FUND, LPHedge Fund · Last reported Sep 8, 2017$52.5MGross asset value

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-7105609130
Reported beneficial owners: 14
Minimum commitment: $1M
Form D file number: 021-232752

Form ADV 1139292 · Sep 8, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE EM DIVIDEND FUND, L.P.Hedge Fund · Last reported Jul 11, 2016$17.2MGross asset value

Form D fundraising filings

Eagle EM Dividend Fund, LP

Auditor KPMG LLP DALLAS, Texas, United States

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5119585527
Reported beneficial owners: 45
Minimum commitment: $250K
Form D file number: 021-187319

Form ADV 1028640 · Jul 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE GLOBAL ADVISORS SPECIAL SITUATIONS FUND, LLCHedge Fund · Last reported Mar 27, 2019$0Gross asset value

Auditor RSM US LLP DALLAS, Texas, United States

Custodian U.S. BANK NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-8391563186
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1282157 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAGLE GLOBAL SPECIAL SITUATIONS FUND, LLC, TOO SERIES #1Hedge Fund · Last reported Sep 8, 2017$0Gross asset value

Auditor RSM US LLP DALLAS, Texas, United States

Custodian U.S. BANK NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4301565981
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1139292 · Sep 8, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 4, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1330 POST OAK BOULEVARD, SUITE 3000
HOUSTON, TX, 77056, United States

CRD 107306

Filing source

Form ADV 2131088 · Sep 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.