Investment adviser · CRD 301353

DXA INVESTMENTS (USA) LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Dec 20, 2019

Regulatory AUM: $174M
Client accounts: 4
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$95,094,973	54.6%
Corporations & businesses	3	$78,967,043	45.4%

Filing source

Form ADV 1361925 · Dec 20, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DXA SPECIAL FUND, SPCPrivate Equity Fund · Last reported Dec 20, 2019$95.1MGross asset value

Fund administrator TRIDENT FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian TRIDENT FUND SERVICES GRAND CAYMAN, Cayman Islands Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4682112325
Reported beneficial owners: 8
Minimum commitment: $1M

Form ADV 1361925 · Dec 20, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 20, 2019. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

125 PARK AVENUE, 25TH FLOOR
NEW YORK, NY, 10017, United States

CRD 301353

Filing source

Form ADV 1361925 · Dec 20, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.