Investment adviser · CRD 321779
DURAN CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
SANTA BARBARA, CA, United States · Form ADV filed Nov 17, 2022
- Regulatory AUM
- $20.5M Form ADV · Item 5.F
- Client accounts
- 91 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 49 | $10,428,340 | 50.8% |
| High-net-worth individuals | Fewer than 5 | $10,093,184 | 49.1% |
| Charities | Fewer than 5 | $22,000 | 0.1% |
Filing source
Form ADV 1689075 · Nov 17, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 17, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
15 W. CARRILLO STREET, SUITE 100SANTA BARBARA, CA, 93101, United States
CRD 321779
Filing source
Form ADV 1689075 · Nov 17, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.