Investment adviser · CRD 287474
DUNDON ADVISERS LLC
Investment adviser filing (IA)
HARRISON, NY, United States · Form ADV filed Oct 18, 2020
- Regulatory AUM
- $36M Form ADV · Item 5.F
- Client accounts
- 5 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $35,000,000 | 97.2% |
| Banks & thrifts | Fewer than 5 | $1,000,000 | 2.8% |
Filing source
Form ADV 1441403 · Oct 18, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 18, 2020. View historical filings
Reported services
Financial planning · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Commissions · Performance-based
Principal office
440 MAMARONECK AVE., 5TH FL.HARRISON, NY, 10528, United States
CRD 287474
Filing source
Form ADV 1441403 · Oct 18, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.