Investment adviser · CRD 107296

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Apr 17, 2026

Regulatory AUM: $12.7B
Client accounts: 44
Employees: 53
Advisory professionals: 26

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	14	$7,509,926,606	58.9%
Retirement plans	7	$2,094,498,566	16.4%
Pooled investment vehicles	6	$1,476,915,731	11.6%
Corporations & businesses	9	$916,533,649	7.2%
Government entities	5	$701,581,270	5.5%
Charities	3	$47,482,142	0.4%

Filing source

Form ADV 2095801 · Apr 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DUFF & PHELPS REAL ESTATE SECURITIES TRUSTOther Private Fund · Last reported May 10, 2013$47.4MGross asset value

Form D fundraising filings

DUFF & PHELPS REAL ESTATE SECURITIES TRUST

Fund administrator STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5672965574
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-116345

Form ADV 736856 · May 10, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 17, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

10 S. WACKER DRIVE, 19TH FLOOR
CHICAGO, IL, 60606, United States

CRD 107296

Filing source

Form ADV 2095801 · Apr 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.