Investment adviser · CRD 282113

DRAGON FINANCIAL GROUP

Investment adviser filing (IA)

DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

SAN MATEO, CA, United States · Form ADV filed Jun 26, 2020

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 26, 2020. View historical filings

Reported services

Financial planning

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1700 S. EL CAMINO REAL, SUITE 200
SAN MATEO, CA, 94402, United States

CRD 282113

Filing source

Form ADV 1438280 · Jun 26, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.