Investment adviser · CRD 157936

DRAGON FINANCIAL GROUP

Investment adviser filing (IA)

DRAGON FINANCIAL AND INVESTMENT GROUP, LLC

SAN MATEO, CA, United States · Form ADV filed Sep 15, 2015

Regulatory AUM
$134M
Form ADV · Item 5.F
Client accounts
911
Accounts, not individual clients
Employees
17
Reported in this filing
Advisory professionals
9
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 15, 2015. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1700 S. EL CAMINO REAL #200
SAN MATEO, CA, 94402, United States

CRD 157936

Filing source

Form ADV 946596 · Sep 15, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.