Investment adviser · CRD 143138
DOUGHERTY WEALTH ADVISERS LLC
Investment adviser filing (IA)
MINNETONKA, MN, United States · Form ADV filed May 29, 2026
- Regulatory AUM
- $505M Form ADV · Item 5.F
- Client accounts
- 298 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 52 | $489,471,354 | 96.9% |
| Individuals | 32 | $8,697,965 | 1.7% |
| Charities | Fewer than 5 | $7,198,305 | 1.4% |
Filing source
Form ADV 2104224 · May 29, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 29, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Commissions
Principal office
601 CARLSON PARKWAY, SUITE 1400MINNETONKA, MN, 55305, United States
CRD 143138
Filing source
Form ADV 2104224 · May 29, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.