Investment adviser · CRD 142284
DOUGHERTY INVESTMENT ADVISORS
Investment adviser filing (IA)
DOUGHERTY & ASSOCIATES, LLC
SPRING HILL, FL, United States · Form ADV filed Apr 10, 2026
- Regulatory AUM
- $141M Form ADV · Item 5.F
- Client accounts
- 414 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 32 | $77,113,155 | 54.7% |
| High-net-worth individuals | 380 | $62,696,089 | 44.4% |
| Charities | 2 | $1,262,085 | 0.9% |
Filing source
Form ADV 2093624 · Apr 10, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 10, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly
Principal office
4048 DELTONA BLVD.SPRING HILL, FL, 34606, United States
CRD 142284
Filing source
Form ADV 2093624 · Apr 10, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.