Investment adviser · CRD 166259

DOUBLE HAVEN CAPITAL (HONG KONG) LIMITED

Investment adviser filing (IA)

HONG KONG, Hong Kong · Form ADV filed Mar 19, 2020

Regulatory AUM: $16.5M
Client accounts: 1
Employees: 11
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$16,475,664	100.0%

Filing source

Form ADV 1379846 · Mar 19, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DOUBLE HAVEN OPPORTUNISTIC CREDIT MASTER FUNDHedge Fund · Last reported Mar 19, 2020$16.5MGross asset value

Feeder funds

DOUBLE HAVEN OPPORTUNISTIC CREDIT FEEDER FUND

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HONG KONG, Hong Kong

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian CREDIT SUISSE AG DUBLIN, Ireland Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker BARCLAYS BANK PLC LONDON, United Kingdom

Prime broker CREDIT SUISSE AG DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1409

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-1735783207
Reported beneficial owners: 4
Minimum commitment: $500K
Form D file number: 021-194290

Form ADV 1379846 · Mar 19, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOUBLE HAVEN EUREKA FUND, L.L.C.Other Private Fund · Last reported Oct 15, 2015$311MGross asset value

Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CENTRAL, Hong Kong

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source

Fund ID: 805-6462132981
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 951722 · Oct 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOUBLE HAVEN ASIA CREDIT OC FUNDHedge Fund · Last reported Oct 15, 2015$162MGross asset value

Form D fundraising filings

DOUBLE HAVEN ASIA CREDIT OC FUND

Fund administrator HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED CENTRAL, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HONG KONG, Hong Kong

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8502673232
Reported beneficial owners: 21
Minimum commitment: $250K
Form D file number: 021-194359

Form ADV 951722 · Oct 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOUBLE HAVEN TEMPLE FUNDHedge Fund · Last reported Oct 15, 2015$711KGross asset value

Feeder funds

DOUBLE HAVEN TEMPLE FEEDER FUND

Fund administrator CREDIT SUISSE ADMINISTRATION SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CENTRAL, Hong Kong

Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Custodian CREDIT SUISSE INTERNATIONAL DUBLIN, Ireland Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6524433154
Reported beneficial owners: 4
Minimum commitment: $1M

Form ADV 951722 · Oct 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOUBLE HAVEN CREDIT OPPORTUNITIES FUNDHedge Fund · Last reported Mar 10, 2016$316KGross asset value

Feeder funds

DOUBLE HAVEN CREDIT OPPORTUNITIES FEEDER FUND

Fund administrator BNP PARIBAS FUND ADMINISTRATION SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator BNP PARIBAS SECURITIES SERVICES HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG HONG KONG, Hong Kong

Custodian BNP PARIBAS FUND ADMINISTRATION SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Custodian BNP PARIBAS SECURITIES SERVICES HONG KONG, Hong Kong Related to adviser: No

Custodian DEUTSCHE BANK AG HONG KONG, Hong Kong Related to adviser: No

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Prime broker DEUTSCHE BANK AG HONG KONG, Hong Kong

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5733679294
Reported beneficial owners: 22
Minimum commitment: $1M

Form ADV 988666 · Mar 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 19, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

UNITS 4104-08, 248 QUEEN'S ROAD EAST, WAN CHAI
HONG KONG, Hong Kong

CRD 166259

Filing source

Form ADV 1379846 · Mar 19, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.