Investment adviser · CRD 1668
DORSEY & COMPANY INC.
Investment adviser filing (IA)
NEW ORLEANS, LA, United States · Form ADV filed Sep 25, 2020
- Regulatory AUM
- $432M Form ADV · Item 5.F
- Client accounts
- 931 Accounts, not individual clients
- Employees
- 17 Reported in this filing
- Advisory professionals
- 16 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Government entities | 2 | $128,792,000 | 29.8% |
| High-net-worth individuals | 173 | $108,398,000 | 25.1% |
| Retirement plans | 370 | $92,459,000 | 21.4% |
| Individuals | 105 | $34,155,000 | 7.9% |
| Insurance companies | 3 | $27,690,000 | 6.4% |
| Other clients | 40 | $21,288,000 | 4.9% |
| Charities | 8 | $18,579,000 | 4.3% |
| Corporations & businesses | 3 | $639,000 | 0.1% |
Filing source
Form ADV 1458418 · Sep 25, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 25, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
511 GRAVIER STREETNEW ORLEANS, LA, 70130-2726, United States
CRD 1668
Filing source
Form ADV 1458418 · Sep 25, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.