Investment adviser · CRD 171772

DOMINION CAPITAL HOLDINGS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Dec 15, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DOMINION CAPITAL LLCOther Private Fund · Last reported Dec 15, 2015$65MGross asset value
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian BMA SECURITIES, LLC EL SEGUNDO, California, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian LEK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: No
Custodian LETSGOTRADE, INC. STAMFORD, Connecticut, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NEWPORT COAST SECURITIES, INC. IRVINE, California, United States Related to adviser: No
Custodian RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BMA SECURITIES, LLC
SEC 8-53073

INTERACTIVE BROKERS LLC
SEC 8-47257

J.P. MORGAN SECURITIES LLC
SEC 8-35008

LEK SECURITIES CORPORATION
SEC 8-42152

LETSGOTRADE, INC.
SEC 8-52511

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

NEWPORT COAST SECURITIES, INC.
SEC 8-34790

RAYMOND JAMES FINANCIAL SERVICES, INC.
SEC 8-17983

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

WELLS FARGO SECURITIES, LLC
SEC 8-65876

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Fund details & source
Fund ID
805-4040864564
Reported beneficial owners
12
Minimum commitment
$0
Form D file number
021-176690

Form ADV 962801 · Dec 15, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 15, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

341 WEST 38TH STREET, SUITE 800
NEW YORK, NY, 10018, United States

CRD 171772

Filing source

Form ADV 962801 · Dec 15, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.