Investment adviser · CRD 7344

DOMINICK & DOMINICK LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Dec 16, 2014

Regulatory AUM
$372M
Form ADV · Item 5.F
Client accounts
577
Accounts, not individual clients
Employees
100
Reported in this filing
Advisory professionals
65
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 16, 2014. View historical filings

Reported services

Individual portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Commissions

Principal office

150 EAST 52ND STREET, 3RD FLOOR
NEW YORK, NY, 10022, United States

CRD 7344

Filing source

Form ADV 860724 · Dec 16, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.