Investment adviser · CRD 334275

DOMINARI IM LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 16, 2026

Regulatory AUM
$273M
Form ADV · Item 5.F
Client accounts
22
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles22$272,539,938100.0%
Filing source

Form ADV 2132869 · Sep 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

24 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DOMINARI MASTER SPV, LLC SERIES VI XAIOther Private Fund · Last reported Sep 16, 2026$33.1MGross asset value

Form D fundraising filings

Dominari Master SPV, LLC Series VI xAI

Fund administrator RELIANT FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States
Custodian CHASE BANK N.A NEW YORK, New York, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer DOMINARI SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

CHASE BANK N.A
LEI 7H6GLXDRUGQFU57RNE97

CONTINENTAL STOCK TRANSFER & TRUST COMPANY
LEI 2549006EMZBESBFOMU93

RBC CAPITAL MARKETS, LLC
SEC 8-45411

DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295

Fund details & source
Fund ID
805-2269241141
Reported beneficial owners
74
Minimum commitment
$25K
Form D file number
021-514304

Form ADV 2132869 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOMINARI MASTER SPV LLC SERIES XV SPACEXOther Private Fund · Last reported Sep 16, 2026$26.2MGross asset value

Form D fundraising filings

Dominari Master SPV LLC Series XV SpaceX

Fund administrator RELIANT FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States
Custodian CHASE BANK N.A NEW YORK, New York, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer DOMINARI SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

CHASE BANK N.A
LEI 7H6GLXDRUGQFU57RNE97

CONTINENTAL STOCK TRANSFER & TRUST COMPANY
LEI 2549006EMZBESBFOMU93

RBC CAPITAL MARKETS, LLC
SEC 8-45411

DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295

Fund details & source
Fund ID
805-2403315588
Reported beneficial owners
37
Minimum commitment
$25K
Form D file number
021-527071

Form ADV 2132869 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOMINARI MASTER SPV, LLC SERIES V SPACEXOther Private Fund · Last reported Sep 16, 2026$23MGross asset value

Form D fundraising filings

Dominari Master SPV, LLC Series V SpaceX

Fund administrator RELIANT FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States
Custodian CHASE BANK N.A NEW YORK, New York, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer DOMINARI SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

CHASE BANK N.A
LEI 7H6GLXDRUGQFU57RNE97

CONTINENTAL STOCK TRANSFER & TRUST COMPANY
LEI 2549006EMZBESBFOMU93

RBC CAPITAL MARKETS, LLC
SEC 8-45411

DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295

Fund details & source
Fund ID
805-5251979935
Reported beneficial owners
52
Minimum commitment
$25K
Form D file number
021-514301

Form ADV 2132869 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOMINARI MASTER SPV LLC SERIES XXIV PROMETHEUSOther Private Fund · Last reported Sep 16, 2026$20MGross asset value

Form D fundraising filings

Dominari Master SPV LLC Series XXIV Prometheus

Fund administrator RELIANT FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States
Custodian CHASE BANK N.A NEW YORK, New York, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer DOMINARI SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

CHASE BANK N.A
LEI 7H6GLXDRUGQFU57RNE97

CONTINENTAL STOCK TRANSFER & TRUST COMPANY
LEI 2549006EMZBESBFOMU93

RBC CAPITAL MARKETS, LLC
SEC 8-45411

DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295

Fund details & source
Fund ID
805-1467957842
Reported beneficial owners
99
Minimum commitment
$50K
Form D file number
021-586209

Form ADV 2132869 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOMINARI MASTER SPV LLC SERIES IX SPACEXOther Private Fund · Last reported Sep 16, 2026$19.6MGross asset value

Form D fundraising filings

Dominari Master SPV LLC Series IX SpaceX

Fund administrator RELIANT FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States
Custodian CHASE BANK N.A NEW YORK, New York, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New Hampshire, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer DOMINARI SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

CHASE BANK N.A
LEI 7H6GLXDRUGQFU57RNE97

CONTINENTAL STOCK TRANSFER & TRUST COMPANY
LEI 2549006EMZBESBFOMU93

RBC CAPITAL MARKETS, LLC
SEC 8-45411

DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295

Fund details & source
Fund ID
805-7104254327
Reported beneficial owners
54
Minimum commitment
$25K
Form D file number
021-531920

Form ADV 2132869 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOMINARI MASTER SPV LLC SERIES XIX ANDURILOther Private Fund · Last reported Sep 16, 2026$19.1MGross asset value

Form D fundraising filings

Dominari Master SPV LLC Series XIX Anduril

Fund administrator RELIANT FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States
Custodian CHASE BANK N.A NEW YORK, New York, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer DOMINARI SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

CHASE BANK N.A
LEI 7H6GLXDRUGQFU57RNE97

CONTINENTAL STOCK TRANSFER & TRUST COMPANY
LEI 2549006EMZBESBFOMU93

RBC CAPITAL MARKETS, LLC
SEC 8-45411

DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295

Fund details & source
Fund ID
805-9598734248
Reported beneficial owners
45
Minimum commitment
$25K
Form D file number
021-542917

Form ADV 2132869 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOMINARI MASTER SPV LLC SERIES VII CEREBRASOther Private Fund · Last reported Sep 16, 2026$17.5MGross asset value

Form D fundraising filings

Dominari Master SPV LLC Series VII Cerebras

Fund administrator RELIANT FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States
Custodian CHASE BANK N.A NEW YORK, New York, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer DOMINARI SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

CHASE BANK N.A
LEI 7H6GLXDRUGQFU57RNE97

CONTINENTAL STOCK TRANSFER & TRUST COMPANY
LEI 2549006EMZBESBFOMU93

RBC CAPITAL MARKETS, LLC
SEC 8-45411

DOMINARI SECURITIES LLC
CRD 18975 · SEC 801-78295

Fund details & source
Fund ID
805-7723653267
Reported beneficial owners
41
Minimum commitment
$25K
Form D file number
021-531944

Form ADV 2132869 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

725 5TH AVENUE, 23RD FLOOR
NEW YORK, NY, 10022, United States

CRD 334275

Filing source

Form ADV 2132869 · Sep 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.