Investment adviser · CRD 151217

DLS CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

NORTHFIELD, IL, United States · Form ADV filed Oct 2, 2014

Regulatory AUM
$16.4M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DLS GLOBAL MASTER VALUE FUND LPHedge Fund · Last reported Oct 2, 2014$9.91MGross asset value

Feeder funds

  • DLS GLOBAL VALUE FUND, LP
  • DLS GLOBAL VALUE FUND, LTD.
Fund administrator WOODFIELD FUND ADMINISTRATION ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. DENVER, Colorado, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-9132166790
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 847838 · Oct 2, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 2, 2014. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE NORTHFIELD PLAZA, SUITE 470
NORTHFIELD, IL, 60093, United States

CRD 151217

Filing source

Form ADV 847838 · Oct 2, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.