Investment adviser · CRD 175344

DIVERSIFIED MANAGEMENT SERVICES, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

· Form ADV filed Apr 2, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GREEN SHIELDS CAPITAL FUND IOther Private Fund · Last reported Apr 2, 2018$1.9KGross asset value

Form D fundraising filings

Diversified Management Services, LLC

Custodian UBS FINANCIAL SERVICES INC. RICHMOND, Virginia, United States Related to adviser: No
Prime broker UBS FINANCIAL SERVICES INC. RICHMOND, Virginia, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UBS FINANCIAL SERVICES INC.
SEC 8-16267

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Fund details & source
Fund ID
805-6288443607
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-235398

Form ADV 1205137 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREEN SHIELDS INNOVATION FUND IOther Private Fund · Last reported Apr 2, 2018$900Gross asset value
Custodian UBS FINANCIAL SERVICES INC. RICHMOND, Virginia, United States Related to adviser: No
Prime broker UBS FINANCIAL SERVICES INC. RICHMOND, Virginia, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UBS FINANCIAL SERVICES INC.
SEC 8-16267

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Fund details & source
Fund ID
805-6086760365
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-235398

Form ADV 1205137 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUTHWEST GREEN FUNDOther Private Fund · Last reported Apr 2, 2018$0Gross asset value
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC NEW YORK, New York, United States
Prime broker RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RBC CAPITAL MARKETS, LLC
SEC 8-45411

PERSHING LLC
CRD 7560 · SEC 8-17574

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

Fund details & source
Fund ID
805-6614787844
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1205137 · Apr 2, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 175344

Filing source

Form ADV 1205137 · Apr 2, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.