Investment adviser · CRD 114409

DICK RIVERA & ASSOCIATES

Investment adviser filing (IA)

DICK RIVERA & ASSOCIATES, LLC

PENSACOLA BEACH, FL, United States · Form ADV filed Jan 26, 2026

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 26, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

5 PORTOFINO DR., SUITE 1803
PENSACOLA BEACH, FL, 32561, United States

CRD 114409

Filing source

Form ADV 2042944 · Jan 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.