Investment adviser · CRD 138137

DIAMONDBACK CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Jul 10, 2013

Regulatory AUM
$240M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
33
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DIAMONDBACK MASTER FUND, LTD.Hedge Fund · Last reported Jul 10, 2013$240MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY PRIVATE BANK N.A. PURCHASE, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NY, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-7612520675
Reported beneficial owners
557
Minimum commitment
$0

Form ADV 746518 · Jul 10, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIAMONDBACK FIXED INCOME MASTER FUND LTD.Hedge Fund · Last reported Feb 6, 2012$74.3MGross asset value
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States
Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST BANK N.A. PURCHASE, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer BARCLAYS CAPITAL INC. NY, New York, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NY, New York, United States Related to adviser: No
Marketer GOLDMAN, SACHS & CO. NY, New York, United States Related to adviser: No
Marketer J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Marketer MORGAN STANLEY & CO. LLC NY, New York, United States Related to adviser: No
Marketer UBS SECURITIES LLC NY, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NY, New York, United States
Prime broker GOLDMAN, SACHS & CO. NY, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 801-69700

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

GOLDMAN, SACHS & CO.
CRD 361 · SEC 801-16048

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 801-61542

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 801-67178

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-7204046365
Reported beneficial owners
1
Minimum commitment
$5M
Form D file number
021-164589
Form D file number
021-164594

Form ADV 605989 · Feb 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 10, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1 LANDMARK SQUARE, 15TH FLOOR
STAMFORD, CT, 06901-2601, United States

CRD 138137

Filing source

Form ADV 746518 · Jul 10, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.