Investment adviser · CRD 159954

DIALECTIC CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Oct 29, 2015

Regulatory AUM
$1.06B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DIALECTIC ANTITHESIS PARTNERS, LPHedge Fund · Last reported Oct 29, 2015$402MGross asset value

Feeder funds

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-8218505055
Reported beneficial owners
23
Minimum commitment
$1M
Form D file number
021-76464

Form ADV 953854 · Oct 29, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC OFFSHORE LTDHedge Fund · Last reported Oct 29, 2015$393MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES, A STATE STREET COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-9996504920
Reported beneficial owners
24
Minimum commitment
$1M
Form D file number
021-59740

Form ADV 953854 · Oct 29, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC ANTITHESIS OFFSHORE, LTD.Hedge Fund · Last reported Mar 19, 2013$325MGross asset value

Form D fundraising filings

Dialectic Antithesis Offshore, Ltd.

Fund administrator INTERNATIONAL FUND SERVICES, A STATE STREET COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-4352116033
Reported beneficial owners
14
Minimum commitment
$1M
Form D file number
021-121874

Form ADV 693996 · Mar 19, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC CAPITAL PARTNERS, LPHedge Fund · Last reported Oct 29, 2015$152MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-8135563695
Reported beneficial owners
36
Minimum commitment
$1M
Form D file number
021-59685

Form ADV 953854 · Oct 29, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC ANTITHESIS OPPORTUNITIES FUND II LPHedge Fund · Last reported Oct 29, 2015$77.7MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-5718938444
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-163462

Form ADV 953854 · Oct 29, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC EASTONVILLE FUND LPReal Estate Fund · Last reported Oct 29, 2015$5.69MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES, A STATE STREET COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4959299507
Reported beneficial owners
13
Minimum commitment
$1M
Form D file number
021-247740

Form ADV 953854 · Oct 29, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC OFFSHORE L2 LTDHedge Fund · Last reported Mar 19, 2013$298MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES, A STATE STREET DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-7625775327
Reported beneficial owners
8
Minimum commitment
$1M

Form ADV 693996 · Mar 19, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 29, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

17 STATE STREET, SUITE 3930
NEW YORK, NY, 10004, United States

CRD 159954

Filing source

Form ADV 953854 · Oct 29, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.