Investment adviser · CRD 282074

DIALECTIC CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jan 17, 2018

Regulatory AUM: $4.91M
Client accounts: 1
Employees: 3
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$4,911,351	100.0%

Filing source

Form ADV 1165604 · Jan 17, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DIALECTIC EASTONVILLE FUND LPReal Estate Fund · Last reported Jan 17, 2018$2.34MGross asset value

Form D fundraising filings

Dialectic Eastonville LP

Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS, LLP BELFAST, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4959299507
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-247740

Form ADV 1165604 · Jan 17, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC ANTITHESIS PARTNERS, LPHedge Fund · Last reported Apr 28, 2017$271MGross asset value

Feeder funds

DIALECTIC ANTITHESIS OFFSHORE, LTD.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP GEORGETOWN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-8218505055
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-76464

Form ADV 1112192 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC OFFSHORE, LTDHedge Fund · Last reported Apr 28, 2017$183MGross asset value

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GEORGETOWN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-9996504920
Reported beneficial owners: 7
Minimum commitment: $1M
Form D file number: 021-59740

Form ADV 1112192 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC ANTITHESIS OPPORTUNITIES FUND II LPHedge Fund · Last reported Apr 28, 2017$40.6MGross asset value

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP GEORGETOWN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-5718938444
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-163462

Form ADV 1112192 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIALECTIC CAPITAL PARTNERS, LPHedge Fund · Last reported Apr 28, 2017$39.5MGross asset value

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP GEORGETOWN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-8135563695
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-59685

Form ADV 1112192 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAGAN RIVER LPReal Estate Fund · Last reported Apr 28, 2017$28.2MGross asset value

Form D fundraising filings

Lagan River LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON NI BELFAST, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1731952452
Reported beneficial owners: 22
Minimum commitment: $1M
Form D file number: 021-261647

Form ADV 1112192 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TIDEWATCH PARTNERS, LPHedge Fund · Last reported Apr 28, 2017$1.56MGross asset value

Form D fundraising filings

TIDEWATCH PARTNERS LP

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP GEORGETOWN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-2555011985
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-235811

Form ADV 1112192 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 17, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

450 LEXINGTON AVE, 4TH FLOOR
NEW YORK, NY, 10017, United States

CRD 282074

Filing source

Form ADV 1165604 · Jan 17, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.