Investment adviser · CRD 157337

DFW CAPITAL PARTNERS

Investment adviser filing (IA)

DFW CAPITAL MANAGEMENT, LLC

NEW YORK, NY, United States · Form ADV filed Mar 23, 2026

Regulatory AUM: $2.89B
Client accounts: 7
Employees: 25
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$2,886,164,098	100.0%

Filing source

Form ADV 2051463 · Mar 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

20 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DFW CAPITAL PARTNERS VII, L.P.Private Equity Fund · Last reported Mar 23, 2026$970MGross asset value

Form D fundraising filings

DFW Capital Partners VII, L.P.

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP ISELIN, New Jersey, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE, BANK, NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON LLP
PCAOB 1487

Fund details & source

Fund ID: 805-8221295574
Reported beneficial owners: 151
Minimum commitment: $5M
Form D file number: 021-444399

Form ADV 2051463 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFW CAPITAL PARTNERS VI, L.P.Private Equity Fund · Last reported Mar 23, 2026$591MGross asset value

Form D fundraising filings

DFW Capital Partners VI, L.P.

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP ISELIN, New Jersey, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE, BANK, NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON LLP
PCAOB 1487

Fund details & source

Fund ID: 805-1732568672
Reported beneficial owners: 90
Minimum commitment: $1M
Form D file number: 021-337290

Form ADV 2051463 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NARS RECAP INVESTORS, LLCPrivate Equity Fund · Last reported Mar 23, 2026$478MGross asset value

Form D fundraising filings

Nars Recap Investors, LLC

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP ISELIN, New Jersey, United States

Custodian JP MORGAN CHASE, BANK, NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON LLP
PCAOB 1487

Fund details & source

Fund ID: 805-6222820690
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-538897

Form ADV 2051463 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFW CAPITAL PARTNERS V, L.P.Private Equity Fund · Last reported Mar 23, 2026$335MGross asset value

Form D fundraising filings

DFW Capital Partners V, L.P.

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP ISELIN, New Jersey, United States

Custodian JP MORGAN CHASE, BANK, NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON LLP
PCAOB 1487

Fund details & source

Fund ID: 805-4802188644
Reported beneficial owners: 85
Minimum commitment: $1M
Form D file number: 021-261220

Form ADV 2051463 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFW CAPITAL PARTNERS VIII, L.P.Private Equity Fund · Last reported Mar 23, 2026$229MGross asset value

Form D fundraising filings

DFW Capital Partners VIII, L.P.

Fund administrator GEN II FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP ISELIN, New Jersey, United States

Custodian CITIZENS PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Marketer ACALYX ADVISORS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORTON LLP
PCAOB 1487

ACALYX ADVISORS INC.
CRD 174667 · SEC 8-69577

Fund details & source

Fund ID: 805-9535273851
Reported beneficial owners: 29
Minimum commitment: $5M
Form D file number: 021-567036

Form ADV 2051463 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFW CAPITAL PARTNERS IV CONTINUATION, L.P.Private Equity Fund · Last reported Mar 23, 2026$212MGross asset value

Form D fundraising filings

DFW Capital Partners IV Continuation, L.P.

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP ISELIN, New Jersey, United States

Custodian JP MORGAN CHASE, BANK, NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON LLP
PCAOB 1487

Fund details & source

Fund ID: 805-9783662231
Reported beneficial owners: 66
Minimum commitment: $500K
Form D file number: 021-399227

Form ADV 2051463 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DFW VI CO-INVEST (A), L.PPrivate Equity Fund · Last reported Mar 23, 2026$71.1MGross asset value

Form D fundraising filings

DFW VI Co-Invest (A), L.P.

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON LLP ISELIN, New Jersey, United States

Custodian JP MORGAN CHASE, BANK, NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON LLP
PCAOB 1487

Fund details & source

Fund ID: 805-5372194447
Reported beneficial owners: 5
Minimum commitment: $1M
Form D file number: 021-477641

Form ADV 2051463 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

156 FIFTH AVENUE, SUITE 1100
NEW YORK, NY, 10010, United States

CRD 157337

Filing source

Form ADV 2051463 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.