Investment adviser · CRD 285057
DFN MANAGEMENT LLC.
TAMPA, FL, United States · Form ADV filed Dec 5, 2023
- Regulatory AUM
- $146M Form ADV · Item 5.F
- Client accounts
- 2 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $146,496,291 | 100.0% |
Filing source
Form ADV 1803656 · Dec 5, 2023 · Item 5.D
Reported by DFN MANAGEMENT LLC. (CRD 285057).
Final SEC ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PIEDMONT FUND SERVICES
Fund administrator · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
2 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
DFN ALPHA 90/10 FUND LPHedge Fund$120MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
EISNERAMPER LLP
PCAOB 274
BRITEHORN SECURITIES
CRD 36402 · SEC 8-47217
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-7450126279
- Reported beneficial owners
- 34
- Minimum commitment
- $250K
- Form D file number
- 021-256680
Form ADV 1803656 · Dec 5, 2023 · Schedule D 7.B.(1)
Reported by DFN MANAGEMENT LLC. (CRD 285057).
Final SEC ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DFN ALPHA ADVANTAGE FUND LPHedge Fund$26.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
EISNERAMPER LLP
PCAOB 274
BRITEHORN SECURITIES
CRD 36402 · SEC 8-47217
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-4870457535
- Reported beneficial owners
- 36
- Minimum commitment
- $200K
- Form D file number
- 021-256681
Form ADV 1803656 · Dec 5, 2023 · Schedule D 7.B.(1)
Reported by DFN MANAGEMENT LLC. (CRD 285057).
Final SEC ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 28, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1803656 · Dec 5, 2023 · Items 1 & 5
Reported by DFN MANAGEMENT LLC. (CRD 285057).
Final SEC ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $146M
- Non-discretionary
- $0
Filing history · 2 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
707 N. FRANKLIN STREET, UNIT 3TAMPA, FL, 33602, United States
CRD 285057
Filing source
Form ADV 1803656 · Dec 5, 2023 · Items 1 & 5
Reported by DFN MANAGEMENT LLC. (CRD 285057).
Final SEC ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.