Investment adviser · CRD 285057

DFN MANAGEMENT LLC.

TAMPA, FL, United States · Form ADV filed Mar 23, 2022

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

BRITEHORN SECURITIES

Marketer · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

2 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

DFN ALPHA 90/10 FUND LPHedge Fund$63.4MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MUFG INVESTOR SERVICES HALIFAX, NOVA SCOTIA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor EISNERAMPER LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian UBS FINANCIAL SERVICES INC. TAMPA, Florida, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION RICHMOND, Virginia, United States Related to adviser: No Other funds reporting this name →
Marketer BRITEHORN SECURITIES DENVER, Colorado, United States Related to adviser: No Other funds reporting this name →
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

UBS FINANCIAL SERVICES INC.
SEC 8-16267

BRITEHORN SECURITIES
CRD 36402 · SEC 8-47217

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-7450126279
Reported beneficial owners
18
Minimum commitment
$250K
Form D file number
021-256680

Form ADV 1620589 · Mar 23, 2022 · Schedule D 7.B.(1)

Reported by DFN MANAGEMENT LLC. (CRD 285057).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DFN ALPHA ADVANTAGE FUND LPHedge Fund$26.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator MUFG INVESTOR SERVICES HALIFAX, NOVA SCOTIA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor EISNERAMPER LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian UBS FINANCIAL SERVICES INC. TAMPA, Florida, United States Related to adviser: No Other funds reporting this name →
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION RICHMOND, Virginia, United States Related to adviser: No Other funds reporting this name →
Marketer BRITEHORN SECURITIES DENVER, Colorado, United States Related to adviser: No Other funds reporting this name →
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

UBS FINANCIAL SERVICES INC.
SEC 8-16267

BRITEHORN SECURITIES
CRD 36402 · SEC 8-47217

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-4870457535
Reported beneficial owners
35
Minimum commitment
$200K
Form D file number
021-256681

Form ADV 1620589 · Mar 23, 2022 · Schedule D 7.B.(1)

Reported by DFN MANAGEMENT LLC. (CRD 285057).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

Filing history · 1 annual filing

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

707 N. FRANKLIN STREET, UNIT 3
TAMPA, FL, 33602, United States

CRD 285057

Filing source

Form ADV 1620589 · Mar 23, 2022 · Items 1 & 5

Reported by DFN MANAGEMENT LLC. (CRD 285057).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.