Investment adviser · CRD 133169

DEKANIA CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 25, 2020

Regulatory AUM: $144M
Client accounts: 2
Employees: 8
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$94,068,300	65.5%
Other clients	1	$49,471,180	34.5%

Filing source

Form ADV 1393356 · Mar 25, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DEKANIA EUROPE CDO II PLCSecuritized Asset Fund · Last reported Mar 25, 2020$97MGross asset value

Fund administrator WELLS FARGO SECURITISATION SERVICES LIMITED LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland

Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-7550172623
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1393356 · Mar 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DEKANIA CDO II, LTDSecuritized Asset Fund · Last reported Mar 31, 2014$284MGross asset value

Fund administrator INTERTRUST CAYMAN LIMITED F/K/A WALKERS SPV LTD GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9222285657
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 811842 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DEKANIA CDO I, LTDSecuritized Asset Fund · Last reported Mar 31, 2014$184MGross asset value

Fund administrator INTERTRUST CAYMAN LIMITED F/K/A WALKERS SPV LTD GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3105667853
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 811842 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DEKANIA EUROPE CDO I PLCSecuritized Asset Fund · Last reported Mar 27, 2018$141MGross asset value

Fund administrator WELLS FARGO SECURITISATION SERVICES LIMITED LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland

Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-6019798782
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 1191579 · Mar 27, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2020. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets

Principal office

3 COLUMBUS CIRCLE, 24TH FLOOR
NEW YORK, NY, 10019, United States

CRD 133169

Filing source

Form ADV 1393356 · Mar 25, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.