Investment adviser · CRD 157876
DEERFIELD MANAGEMENT COMPANY
DEERFIELD MANAGEMENT COMPANY, L.P. SERIES C
NEW YORK, NY, United States · Form ADV filed Mar 28, 2024
- Regulatory AUM
- $16.1B Form ADV · Item 5.F
- Client accounts
- 12 Accounts, not individual clients
- Employees
- 178 Reported in this filing
- Advisory professionals
- 90 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $16,229,982,187 | 148 | Mar 30, 2022 |
| 2022 | $15,060,203,700 | 175 | Mar 31, 2023 |
| 2023 | $16,117,395,447 | 178 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 12 | $16,117,395,447 | 100.0% |
Filing source
Form ADV 1853592 · Mar 28, 2024 · Item 5.D
Reported by DEERFIELD MANAGEMENT COMPANY, L.P. SERIES C (CRD 157876).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
DEERFIELD PDI FINANCING II, L.P.Private Equity Fund$21.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1277
MORGAN STANLEY & CO. LLC
SEC 8-15869
NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-2416843259
- Reported beneficial owners
- 42
- Minimum commitment
- $1M
Form ADV 1853592 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by DEERFIELD MANAGEMENT COMPANY, L.P. SERIES C (CRD 157876).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 20, 2024 · previous imported filing
- Regulatory AUM$15,060,203,700 → $16,117,395,447
- Client accounts10 → 12
- Employees175 → 178
Filing source
Form ADV 1853592 · Mar 28, 2024 · Items 1 & 5
Reported by DEERFIELD MANAGEMENT COMPANY, L.P. SERIES C (CRD 157876).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $16.1B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
345 PARK AVENUE SOUTH, 12TH FLOORNEW YORK, NY, 10010, United States
CRD 157876
Filing source
Form ADV 1853592 · Mar 28, 2024 · Items 1 & 5
Reported by DEERFIELD MANAGEMENT COMPANY, L.P. SERIES C (CRD 157876).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.