Investment adviser · CRD 105930

DECLARATION MANAGEMENT & RESEARCH LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 29, 2016

Regulatory AUM
$4.75B
Form ADV · Item 5.F
Client accounts
30
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DMR TOTAL RETURN BOND FUND LPOther Private Fund · Last reported Mar 29, 2016$454MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer JOHN HANCOCK DISTRIBUTORS LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JOHN HANCOCK DISTRIBUTORS LLC
CRD 5249 · SEC 8-15826

Fund details & source
Fund ID
805-7488622753
Reported beneficial owners
17
Minimum commitment
$1M
Form D file number
021-175025

Form ADV 980735 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE VI CDO, LTD.Securitized Asset Fund · Last reported Mar 29, 2016$67MGross asset value
Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8321801783
Reported beneficial owners
34
Minimum commitment
$200K

Form ADV 980735 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE V CDO, LTD.Securitized Asset Fund · Last reported Mar 29, 2016$37.7MGross asset value
Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3943497083
Reported beneficial owners
25
Minimum commitment
$100K

Form ADV 980735 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE I CDO, LTDSecuritized Asset Fund · Last reported Mar 29, 2016$33.7MGross asset value
Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8283403677
Reported beneficial owners
25
Minimum commitment
$100K

Form ADV 980735 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STRAITS GLOBAL ABS CDO I, LTDSecuritized Asset Fund · Last reported Mar 29, 2016$32.1MGross asset value
Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7079694939
Reported beneficial owners
15
Minimum commitment
$250K

Form ADV 980735 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INDEPENDENCE IV CDO, LTD.Securitized Asset Fund · Last reported Mar 29, 2016$31.4MGross asset value
Fund administrator INTERTRUST CAYMAN GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian BANK OF NEW YORK MELLON, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2909771615
Reported beneficial owners
25
Minimum commitment
$100K

Form ADV 980735 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

INFINITI SPC LIMITED, ACTING FOR THE ACCOUNT OF POTOMAC SYNTHETIC CDO 2007-2 SEGREGATED PORTFOLIOSecuritized Asset Fund · Last reported Mar 29, 2016$20MGross asset value
Custodian US BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7897242200
Reported beneficial owners
1
Minimum commitment
$250K

Form ADV 980735 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2016. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

197 CLARENDON ST
BOSTON, MA, 02116, United States

CRD 105930

Filing source

Form ADV 980735 · Mar 29, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.