Investment adviser · CRD 328239
DBD RETIREMENT AND FINANCIAL SERVICES
Investment adviser filing (IA)
DBD RETIREMENT AND FINANCIAL SERVICES, LLC
· Form ADV filed Sep 28, 2026
- Regulatory AUM
- $134M Form ADV · Item 5.F
- Client accounts
- 37 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 4 | $127,446,384 | 95.4% |
| Individuals | 17 | $6,210,636 | 4.6% |
Filing source
Form ADV 2134750 · Sep 28, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 28, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
CRD 328239
Filing source
Form ADV 2134750 · Sep 28, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.