Investment adviser · CRD 132202
DBA STONE WEALTH MANAGEMENT
Investment adviser filing (IA)
STONE ASSET MANAGEMENT, INC.
AUSTIN, TX, United States · Form ADV filed Mar 21, 2023
- Regulatory AUM
- $269M Form ADV · Item 5.F
- Client accounts
- 745 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 70 | $194,312,826 | 72.1% |
| Individuals | 130 | $75,007,402 | 27.9% |
Filing source
Form ADV 1733287 · Mar 21, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 21, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
4210 SPICEWOOD SPRINGS ROAD, BUILDING EAUSTIN, TX, 78759, United States
CRD 132202
Filing source
Form ADV 1733287 · Mar 21, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.