Investment adviser · CRD 108959

DBA NOTMAN FINANCIAL GROUP

Investment adviser filing (IA)

NOTMAN JOHN SHAW

STOCKTON, CA, United States · Form ADV filed Dec 12, 2012

Regulatory AUM
$3.65M
Form ADV · Item 5.F
Client accounts
119
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 12, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers · Market timing

Compensation

Percentage of assets

Principal office

3133 WEST MARCH LANE, SUITE 2000
STOCKTON, CA, 95219, United States

CRD 108959

Filing source

Form ADV 685723 · Dec 12, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.