Investment adviser · CRD 153108
DAVID SMITH ADVISORY
Investment adviser filing (IA)
DAVID N. SMITH & ASSOCIATES, INC.
SOUTH MIAMI, FL, United States · Form ADV filed Jun 5, 2020
- Regulatory AUM
- $133M Form ADV · Item 5.F
- Client accounts
- 314 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 20 | $117,067,000 | 88.3% |
| Individuals | 100 | $15,522,000 | 11.7% |
| Corporations & businesses | Fewer than 5 | $1,000 | 0.0% |
Filing source
Form ADV 1429385 · Jun 5, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 5, 2020. View historical filings
Reported services
Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets
Principal office
5900 SW 73RD STREET, SUITE 300SOUTH MIAMI, FL, 33143, United States
CRD 153108
Filing source
Form ADV 1429385 · Jun 5, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.