Investment adviser · CRD 150382
DANIEL WEALTH ADVISORS
Investment adviser filing (IA)
DW ADVISORS LLC
CORONA DEL MAR, CA, United States · Form ADV filed Oct 8, 2018
- Regulatory AUM
- $340M Form ADV · Item 5.F
- Client accounts
- 1,086 Accounts, not individual clients
- Employees
- 16 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 263 | $276,900,000 | 81.6% |
| High-net-worth individuals | 129 | $58,900,000 | 17.3% |
| Retirement plans | Fewer than 5 | $3,700,000 | 1.1% |
Filing source
Form ADV 1244693 · Oct 8, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 8, 2018. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2930 4TH AVENUECORONA DEL MAR, CA, 92625, United States
CRD 150382
Filing source
Form ADV 1244693 · Oct 8, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.