Investment adviser · CRD 149887
DAN GOLDIE FINANCIAL SERVICES LLC
Investment adviser filing (IA)
PALO ALTO, CA, United States · Form ADV filed Jan 17, 2019
- Regulatory AUM
- $858M Form ADV · Item 5.F
- Client accounts
- 1,360 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 253 | $808,601,952 | 94.2% |
| Individuals | 168 | $48,979,322 | 5.7% |
| Retirement plans | Fewer than 5 | $592,017 | 0.1% |
Filing source
Form ADV 1266011 · Jan 17, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 17, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2409 PARK BLVDPALO ALTO, CA, 94306, United States
CRD 149887
Filing source
Form ADV 1266011 · Jan 17, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.