Investment adviser · CRD 130913
DALTON, GREINER, HARTMAN, MAHER & CO., LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 8, 2021
- Regulatory AUM
- $245M Form ADV · Item 5.F
- Client accounts
- 473 Accounts, not individual clients
- Employees
- 14 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 318 | $84,799,001 | 34.7% |
| High-net-worth individuals | 50 | $56,564,720 | 23.1% |
| Other clients | 91 | $41,678,157 | 17.0% |
| Retirement plans | 9 | $19,707,242 | 8.1% |
| Investment companies | 2 | $16,396,546 | 6.7% |
| Charities | 2 | $14,604,712 | 6.0% |
| Government entities | Fewer than 5 | $10,850,237 | 4.4% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Corporations & businesses | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1504962 · Mar 8, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
DGHM ENHANCED VALUE LPHedge Fund · Last reported Feb 12, 2021$6.25MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
JEFFERIES LLC
SEC 8-15074
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-9948916949
- Reported beneficial owners
- 13
- Minimum commitment
- $500K
Form ADV 1485554 · Feb 12, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DGHM ENHANCED VALUE LTDHedge Fund · Last reported Mar 4, 2020$2.33MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
JEFFERIES LLC
SEC 8-15074
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-2739838627
- Reported beneficial owners
- 3
- Minimum commitment
- $500K
Form ADV 1388842 · Mar 4, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DGHM ULTRAVALUE LPHedge Fund · Last reported Feb 12, 2021$1.79MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON LLP
PCAOB 248
JEFFERIES LLC
SEC 8-15074
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-6111189708
- Reported beneficial owners
- 8
- Minimum commitment
- $500K
Form ADV 1485554 · Feb 12, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 8, 2021. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
565 FIFTH AVENUE, SUITE 2101NEW YORK, NY, 10017-2413, United States
CRD 130913
Filing source
Form ADV 1504962 · Mar 8, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.