Investment adviser · CRD 106034

DAIWA SB INVESTMENTS UK LTD

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Aug 19, 2013

Regulatory AUM
$5.75B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
26
Reported in this filing
Advisory professionals
9
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 19, 2013. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

5 KING WILLIAM STREET
LONDON, EC4N 7JA, United Kingdom

CRD 106034

Filing source

Form ADV 752204 · Aug 19, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.