Investment adviser · CRD 110077
DAIWA SB INVESTMENTS LTD
Investment adviser filing (IA)
CHIYODA-KU, TOKYO, Japan · Form ADV filed May 23, 2019
- Regulatory AUM
- $47.8B Form ADV · Item 5.F
- Client accounts
- 554 Accounts, not individual clients
- Employees
- 371 Reported in this filing
- Advisory professionals
- 99 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 372 | $27,205,000,000 | 56.9% |
| Retirement plans | 156 | $15,517,000,000 | 32.5% |
| Government entities | 5 | $4,156,000,000 | 8.7% |
| Banks & thrifts | 14 | $702,000,000 | 1.5% |
| Corporations & businesses | 7 | $229,000,000 | 0.5% |
Filing source
Form ADV 1322639 · May 23, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 23, 2019. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
2-1 KASUMIGASEKI 3-CHOMECHIYODA-KU, TOKYO, 100-0013, Japan
CRD 110077
Filing source
Form ADV 1322639 · May 23, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.