Investment adviser · CRD 126191
DAIWA ASSET MANAGEMENT (AMERICA) LTD
Investment adviser filing (IA)
DAIWA ASSET MANAGEMENT (AMERICA) LTD.
NEW YORK, NY, United States · Form ADV filed Jun 23, 2026
- Regulatory AUM
- $5.96B Form ADV · Item 5.F
- Client accounts
- 17 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 11 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 1 | $4,086,640,143 | 68.6% |
| Pooled investment vehicles | 16 | $1,873,190,944 | 31.4% |
Filing source
Form ADV 2113641 · Jun 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 23, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets
Principal office
120 WEST 45TH STREET, 38TH FLOORNEW YORK, NY, 10036-4195, United States
CRD 126191
Filing source
Form ADV 2113641 · Jun 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.