Investment adviser · CRD 123600
D3 FINANCIAL COUNSELORS LLC
Investment adviser filing (IA)
DOWNERS GROVE, IL, United States · Form ADV filed Mar 22, 2018
- Regulatory AUM
- $270M Form ADV · Item 5.F
- Client accounts
- 184 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 108 | $233,000,000 | 86.3% |
| Individuals | 76 | $37,000,000 | 13.7% |
Filing source
Form ADV 1196674 · Mar 22, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 22, 2018. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
5151 MOCHEL DRIVE, SUITE 301DOWNERS GROVE, IL, 60515, United States
CRD 123600
Filing source
Form ADV 1196674 · Mar 22, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.