Investment adviser · CRD 108679

D. E. SHAW & CO., L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 14, 2026

Regulatory AUM: $213B
Client accounts: 23
Employees: 998
Advisory professionals: 526

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	23	$213,364,737,381	100.0%

Filing source

Form ADV 2124876 · Aug 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

33 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

D. E. SHAW SPECIAL OPPORTUNITIES PORTFOLIOS, L.L.C.Hedge Fund · Last reported Mar 30, 2016$1.54BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BARCLAYS BANK PLC, NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS BANK PLC, NEW YORK BRANCH NEW YORK, New York, United States

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-5154898200
Reported beneficial owners: 58
Minimum commitment: $1M
Form D file number: 021-215772
Form D file number: 021-215773

Form ADV 968547 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

D. E. SHAW HELIANT CAPITAL, L.L.C.Hedge Fund · Last reported May 5, 2017$1.48BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD JERSEY CITY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian BARCLAYS BANK PLC, NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom Related to adviser: No

Custodian BLACK ROCK, INC. NEW YORK, New York, United States Related to adviser: No

Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Custodian BNP PARIBAS SA PARIS, France Related to adviser: No

Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian COMPUTERSHARE LIMITED CHICAGO, Illinois, United States Related to adviser: No

Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian DREYFUS INVESTMENTS NEW YORK, New York, United States Related to adviser: No

Custodian FEDERATED INVESTORS, INC. PITTSBURGH, Pennsylvania, United States Related to adviser: No

Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. SMITHFIELD, Rhode Island, United States Related to adviser: No

Custodian GOLDMAN SACHS ASSET MANAGEMENT, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian GUGGENHEIM SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian INVESCO ADVISERS, INC. ATLANTA, Georgia, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: No

Custodian MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY INVESTMENT MANAGEMENT INC. NEW YORK, New York, United States Related to adviser: No

Custodian NATIXIS S.A. PARIS, France Related to adviser: No

Custodian NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No

Custodian NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden Related to adviser: No

Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No

Custodian SOCIETE GENERALE, PARIS PARIS, France Related to adviser: No

Custodian STANDARD CHARTERED BANK NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NOVA SCOTIA NEW YORK, New York, United States Related to adviser: No

Custodian THE ROYAL BANK OF SCOTLAND PLC LONDON, United Kingdom Related to adviser: No

Custodian UBS AG NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO FUNDS MANAGEMENT, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer MITSUBISHI CORPORATION ASSET MANAGEMENT LTD. TOKYO, Japan Related to adviser: No

Marketer MORGAN STANLEY SAUDI ARABIA RIYADH, Saudi Arabia Related to adviser: No

Prime broker BANK OF AMERICA N.A. NEW YORK, New York, United States

Prime broker BARCLAYS BANK PLC LONDON, United Kingdom

Prime broker BARCLAYS BANK PLC, NEW YORK BRANCH NEW YORK, New York, United States

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker BARCLAYS CAPITAL SECURITIES, LTD. LONDON, United Kingdom

Prime broker BNP PARIBAS NEW YORK, New York, United States

Prime broker BNP PARIBAS SA PARIS, France

Prime broker CITIBANK N.A. NEW YORK, New York, United States

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom

Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker DEUTSCHE BANK AG NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker GUGGENHEIM SECURITIES, LLC NEW YORK, New York, United States

Prime broker HSBC BANK PLC LONDON, United Kingdom

Prime broker HSBC BANK USA, N.A. NEW YORK, New York, United States

Prime broker JPMORGAN CHASE BANK N.A. NEW YORK, New York, United States

Prime broker MACQUARIE BANK LIMITED SYDNEY, Australia

Prime broker MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker NATIXIS S.A. PARIS, France

Prime broker NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States

Prime broker NOMURA GLOBAL FINANCIAL PRODUCTS INC. NEW YORK, New York, United States

Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom

Prime broker SKANDINAVISKA ENSKILDA BANKEN AB STOCKHOLM, Sweden

Prime broker SOCIETE GENERALE NEW YORK, New York, United States

Prime broker SOCIETE GENERALE, PARIS PARIS, France

Prime broker STANDARD CHARTERED BANK NEW YORK, New York, United States

Prime broker STATE STREET BANK AND TRUST COMPANY NEW YORK, New York, United States

Prime broker THE BANK OF NOVA SCOTIA NEW YORK, New York, United States

Prime broker THE ROYAL BANK OF SCOTLAND PLC LONDON, United Kingdom

Prime broker UBS AG NEW YORK, New York, United States

Prime broker WELLS FARGO BANK, N.A. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

GUGGENHEIM SECURITIES, LLC
SEC 8-49107

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

NATIXIS SECURITIES AMERICAS LLC
SEC 8-719

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GUGGENHEIM SECURITIES, LLC
CRD 40638 · SEC 8-49107

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-8391453713
Reported beneficial owners: 63
Minimum commitment: $1M
Form D file number: 021-141371
Form D file number: 021-141374

Form ADV 1107612 · May 5, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RENEWABLE ENERGY ASSETCO, L.L.C.Private Equity Fund · Last reported Nov 23, 2021$208MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-1695761208
Reported beneficial owners: 2
Minimum commitment: $125K
Form D file number: 021-285288

Form ADV 1576879 · Nov 23, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DESRI IV, L.L.C.Private Equity Fund · Last reported Nov 23, 2021$135MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-6053838054
Reported beneficial owners: 61
Minimum commitment: $250K
Form D file number: 021-219944
Form D file number: 021-236044

Form ADV 1576879 · Nov 23, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RENEWABLE ENERGY ASSETCO II, L.L.C.Private Equity Fund · Last reported Nov 23, 2021$121MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-3484281200
Reported beneficial owners: 3
Minimum commitment: $125K
Form D file number: 021-313962

Form ADV 1576879 · Nov 23, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DESRI VI, L.L.C.Private Equity Fund · Last reported Nov 23, 2021$66.9MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-3139569976
Reported beneficial owners: 43
Minimum commitment: $250K
Form D file number: 021-231628

Form ADV 1576879 · Nov 23, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DESRI V, L.L.C.Private Equity Fund · Last reported Nov 23, 2021$40.7MGross asset value

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-4156359015
Reported beneficial owners: 40
Minimum commitment: $250K
Form D file number: 021-219949

Form ADV 1576879 · Nov 23, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 14, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR
NEW YORK, NY, 10001, United States

CRD 108679

Filing source

Form ADV 2124876 · Aug 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.