Investment adviser · CRD 199

D.A. DAVIDSON & CO.

Investment adviser filing (IA)

GREAT FALLS, MT, United States · Form ADV filed Jul 30, 2026

Regulatory AUM
$41.8B
Form ADV · Item 5.F
Client accounts
92,146
Accounts, not individual clients
Employees
990
Reported in this filing
Advisory professionals
410
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals18,223$23,597,665,96856.4%
Individuals49,912$14,015,605,01333.5%
Charities1,098$1,828,763,0754.4%
Corporations & businesses616$1,460,199,1113.5%
Retirement plans240$546,783,8831.3%
Government entities29$390,228,6490.9%
Filing source

Form ADV 2123086 · Jul 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CONCORDANT PARTNERS, LLC D/B/A THE CONCORDANT FUNDHedge Fund · Last reported Mar 20, 2024$58MGross asset value
Auditor FORVIS LLP OMAHA, Nebraska, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JONESTRADING THOUSAND OAKS, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FORVIS LLP
PCAOB 686

GOLDMAN SACHS & CO. LLC
SEC 8-129

JONESTRADING
CRD 6888 · SEC 8-26089

Fund details & source
Fund ID
805-6456773667
Reported beneficial owners
13
Minimum commitment
$250K
Form D file number
021-1266317

Form ADV 1850374 · Mar 20, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

8 THIRD STREET NORTH
GREAT FALLS, MT, 59401, United States

CRD 199

Filing source

Form ADV 2123086 · Jul 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.