CYGNUS ASSET MANAGEMENT – investment adviser, $482M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$367,647,170	76.3%
Retirement plans	Fewer than 5	$114,222,534	23.7%

Filing source

Form ADV 1382992 · Mar 10, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CYGNUS ALTERNATIVE MASTER FUNDS ICAV - CYGNUS EUROPA EVENT DRIVEN SUB-FUNDHedge Fund · Last reported Mar 10, 2020$43.5MGross asset value

Feeder funds

CYGNUS EUROPA EVENT DRIVEN LLC
CYGNUS ALTERNATIVE FEEDER FUNDS ICAV - CYGNUS EUROPA EVENT DRIVEN FEEDER SUB-FUND
CYGNUS SICAV PLC IN RESPECT OF EUROPA EVENT DRIVEN SUB-FUND

Fund administrator US BANK GLOBAL FUND SERVICES DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS DUBLIN, Ireland

Custodian BNP PARIBAS LONDON, United Kingdom Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian SOCIETE GENERALE PARIS, France Related to adviser: No

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1195392454
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-145124

Form ADV 1382992 · Mar 10, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CYGNUS ALTERNATIVE MASTER FUNDS ICAV - CYGNUS UTILITIES, INFRASTRUCTURE & RENEWABLES SUB-FUNDHedge Fund · Last reported Mar 10, 2020$22.9MGross asset value

Feeder funds

CYGNUS UTILITIES, INFRASTRUCTURE & RENEWABLES LLC
CYGNUS ALTERNATIVE FEEDER FUNDS ICAV - CYGNUS UTILITIES, INFRASTRUCTURE & RENEWABLES FEEDER SUB-FUND

Fund administrator US BANK GLOBAL FUND SERVICES DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS DUBLIN, Ireland

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian SOCIÉTÉ GÉNÉRALE S.A., DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3919155137
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-123287
Form D file number: 021-131292

Form ADV 1382992 · Mar 10, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 10, 2020. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

PRINCIPE DE VERGARA 112
MADRID, 28002, Spain

CRD 162203

Filing source

Form ADV 1382992 · Mar 10, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.