Investment adviser · CRD 37214

INSIGHT INVESTMENT

Investment adviser filing (IA)

CUTWATER ASSET MANAGEMENT CORP.

NEW YORK, NY, United States · Form ADV filed Mar 31, 2018

Regulatory AUM: $423M
Client accounts: 20
Employees: 0
Advisory professionals: 0

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Government entities	14	$240,590,930	56.8%
Pooled investment vehicles	6	$182,831,316	43.2%

Filing source

Form ADV 1199201 · Mar 31, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

9206761166Securitized Asset Fund · Last reported Mar 31, 2018$57.3MGross asset value

Fund administrator MAPLES FINANCE LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9206761166
Reported beneficial owners: 4
Minimum commitment: $1M

Form ADV 1199201 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

8510672670Securitized Asset Fund · Last reported Mar 31, 2018$53.2MGross asset value

Fund administrator WALKERS SPV LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST COMPANY NA CHICAGO, Illinois, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8510672670
Reported beneficial owners: 2
Minimum commitment: $500K

Form ADV 1199201 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1426089636Securitized Asset Fund · Last reported Mar 31, 2018$28MGross asset value

Fund administrator QSPV LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST NA HOUSTON, Texas, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1426089636
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1199201 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

5349305336Securitized Asset Fund · Last reported Mar 31, 2018$22.1MGross asset value

Fund administrator QSPV LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5349305336
Reported beneficial owners: 10
Minimum commitment: $1M

Form ADV 1199201 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

5313745289Securitized Asset Fund · Last reported Mar 31, 2018$20.9MGross asset value

Fund administrator QSPV LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5313745289
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1199201 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

4765262782Securitized Asset Fund · Last reported Mar 31, 2018$1.35MGross asset value

Fund administrator MAPLES FINANCE LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK NA COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4765262782
Reported beneficial owners: 4
Minimum commitment: $200K

Form ADV 1199201 · Mar 31, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMBASSADOR STRUCTURED FINANCE CDO, LTD.Securitized Asset Fund · Last reported Mar 28, 2013$847MGross asset value

Fund administrator MAPLES FINANCE LIMITED GEORGETOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian LASALLE BANK NA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5356573384
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 712066 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

200 PARK AVE, 7TH FLOOR
NEW YORK, NY, 10016, United States

CRD 37214

Filing source

Form ADV 1199201 · Mar 31, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.