Investment adviser · CRD 109865

CUPPS CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Mar 22, 2016

Regulatory AUM
$810M
Form ADV · Item 5.F
Client accounts
35
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
5
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CUPPS SMALL CAP GROWTH FUNDOther Private Fund · Last reported Mar 22, 2016$17.1MGross asset value
Auditor GRANT THORNTON CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-8385497360
Reported beneficial owners
21
Minimum commitment
$250K
Form D file number
021-173942

Form ADV 998221 · Mar 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENDEAVOR FUNDHedge Fund · Last reported Mar 22, 2016$5.37MGross asset value
Auditor GRANT THORNTON CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-6895049519
Reported beneficial owners
8
Minimum commitment
$250K

Form ADV 998221 · Mar 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CCM VISION FUNDHedge Fund · Last reported Mar 22, 2016$3.26MGross asset value
Auditor GRANT THORNTON CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-9400320669
Reported beneficial owners
5
Minimum commitment
$250K

Form ADV 998221 · Mar 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CUPPS MID CAP GROWTH FUNDOther Private Fund · Last reported Mar 22, 2016$1.58MGross asset value
Auditor GRANT THORNTON CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-4560570404
Reported beneficial owners
3
Minimum commitment
$250K

Form ADV 998221 · Mar 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CUPPS ALL CAP GROWTH FUNDOther Private Fund · Last reported Oct 7, 2014$1.85MGross asset value
Auditor GRANT THORNTON CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-6017158570
Reported beneficial owners
2
Minimum commitment
$250K

Form ADV 848565 · Oct 7, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 22, 2016. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

300 NORTH LASALLE BOULEVARD, SUITE 5425
CHICAGO, IL, 60654, United States

CRD 109865

Filing source

Form ADV 998221 · Mar 22, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.