Investment adviser · CRD 6312
CROWN CAPITAL SECURITIES, L.P.
Investment adviser filing (IA)
ORANGE, CA, United States · Form ADV filed Mar 31, 2023
- Regulatory AUM
- $1.22B Form ADV · Item 5.F
- Client accounts
- 5,654 Accounts, not individual clients
- Employees
- 164 Reported in this filing
- Advisory professionals
- 164 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 5,320 | $791,184,004 | 64.7% |
| High-net-worth individuals | 182 | $339,514,406 | 27.8% |
| Retirement plans | 87 | $56,380,483 | 4.6% |
| Corporations & businesses | 27 | $17,896,245 | 1.5% |
| Banks & thrifts | Fewer than 5 | $9,072,534 | 0.7% |
| Charities | 27 | $9,060,568 | 0.7% |
Filing source
Form ADV 1744511 · Mar 31, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
725 TOWN & COUNTRY ROAD, SUITE 530ORANGE, CA, 92868, United States
CRD 6312
Filing source
Form ADV 1744511 · Mar 31, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.